6822460: support self-issued certificate
authorxuelei
Tue, 26 May 2009 16:19:18 +0800
changeset 2926 6fbaec35c792
parent 2925 4976d4999a76
child 2927 7780913dc7d6
6822460: support self-issued certificate Summary: checking self-issued certificate during certification path building Reviewed-by: mullan, weijun
jdk/src/share/classes/sun/security/validator/PKIXValidator.java
jdk/src/share/classes/sun/security/validator/SimpleValidator.java
jdk/test/sun/security/ssl/com/sun/net/ssl/internal/ssl/X509TrustManagerImpl/SelfIssuedCert.java
--- a/jdk/src/share/classes/sun/security/validator/PKIXValidator.java	Tue May 26 10:12:22 2009 +0800
+++ b/jdk/src/share/classes/sun/security/validator/PKIXValidator.java	Tue May 26 16:19:18 2009 +0800
@@ -1,5 +1,5 @@
 /*
- * Copyright 2002-2006 Sun Microsystems, Inc.  All Rights Reserved.
+ * Copyright 2002-2009 Sun Microsystems, Inc.  All Rights Reserved.
  * DO NOT ALTER OR REMOVE COPYRIGHT NOTICES OR THIS FILE HEADER.
  *
  * This code is free software; you can redistribute it and/or modify it
@@ -163,12 +163,12 @@
                 }
             }
 
-            // not self issued and apparently issued by trust anchor?
+            // apparently issued by trust anchor?
             X509Certificate last = chain[chain.length - 1];
             X500Principal issuer = last.getIssuerX500Principal();
             X500Principal subject = last.getSubjectX500Principal();
-            if (trustedSubjects.containsKey(issuer) && !issuer.equals(subject)
-                && isSignatureValid(trustedSubjects.get(issuer), last)) {
+            if (trustedSubjects.containsKey(issuer) &&
+                    isSignatureValid(trustedSubjects.get(issuer), last)) {
                 return doValidate(chain);
             }
 
--- a/jdk/src/share/classes/sun/security/validator/SimpleValidator.java	Tue May 26 10:12:22 2009 +0800
+++ b/jdk/src/share/classes/sun/security/validator/SimpleValidator.java	Tue May 26 16:19:18 2009 +0800
@@ -1,5 +1,5 @@
 /*
- * Copyright 2002-2006 Sun Microsystems, Inc.  All Rights Reserved.
+ * Copyright 2002-2009 Sun Microsystems, Inc.  All Rights Reserved.
  * DO NOT ALTER OR REMOVE COPYRIGHT NOTICES OR THIS FILE HEADER.
  *
  * This code is free software; you can redistribute it and/or modify it
@@ -129,6 +129,7 @@
         }
         // verify top down, starting at the certificate issued by
         // the trust anchor
+        int maxPathLength = chain.length - 1;
         for (int i = chain.length - 2; i >= 0; i--) {
             X509Certificate issuerCert = chain[i + 1];
             X509Certificate cert = chain[i];
@@ -157,14 +158,14 @@
 
             // check extensions for CA certs
             if (i != 0) {
-                checkExtensions(cert, i);
+                maxPathLength = checkExtensions(cert, maxPathLength);
             }
         }
 
         return chain;
     }
 
-    private void checkExtensions(X509Certificate cert, int index)
+    private int checkExtensions(X509Certificate cert, int maxPathLen)
             throws CertificateException {
         Set<String> critSet = cert.getCriticalExtensionOIDs();
         if (critSet == null) {
@@ -172,7 +173,8 @@
         }
 
         // Check the basic constraints extension
-        checkBasicConstraints(cert, critSet, index);
+        int pathLenConstraint =
+                checkBasicConstraints(cert, critSet, maxPathLen);
 
         // Check the key usage and extended key usage extensions
         checkKeyUsage(cert, critSet);
@@ -185,6 +187,8 @@
                 ("Certificate contains unknown critical extensions: " + critSet,
                 ValidatorException.T_CA_EXTENSIONS, cert);
         }
+
+        return pathLenConstraint;
     }
 
     private void checkNetscapeCertType(X509Certificate cert,
@@ -246,8 +250,8 @@
         }
     }
 
-    private void checkBasicConstraints(X509Certificate cert,
-            Set<String> critSet, int index) throws CertificateException {
+    private int checkBasicConstraints(X509Certificate cert,
+            Set<String> critSet, int maxPathLen) throws CertificateException {
 
         critSet.remove(OID_BASIC_CONSTRAINTS);
         int constraints = cert.getBasicConstraints();
@@ -256,10 +260,23 @@
             throw new ValidatorException("End user tried to act as a CA",
                 ValidatorException.T_CA_EXTENSIONS, cert);
         }
-        if (index - 1 > constraints) {
-            throw new ValidatorException("Violated path length constraints",
-                ValidatorException.T_CA_EXTENSIONS, cert);
+
+        // if the certificate is self-issued, ignore the pathLenConstraint
+        // checking.
+        if (!X509CertImpl.isSelfIssued(cert)) {
+            if (maxPathLen <= 1) {   // reserved one for end-entity certificate
+                throw new ValidatorException("Violated path length constraints",
+                    ValidatorException.T_CA_EXTENSIONS, cert);
+            }
+
+            maxPathLen--;
         }
+
+        if (maxPathLen > constraints) {
+            maxPathLen = constraints;
+        }
+
+        return maxPathLen;
     }
 
     /*
@@ -304,18 +321,18 @@
             }
             c.add(cert);
         }
+
         // check if we can append a trusted cert
         X509Certificate cert = chain[chain.length - 1];
         X500Principal subject = cert.getSubjectX500Principal();
         X500Principal issuer = cert.getIssuerX500Principal();
-        if (subject.equals(issuer) == false) {
-            List<X509Certificate> list = trustedX500Principals.get(issuer);
-            if (list != null) {
-                X509Certificate trustedCert = list.iterator().next();
-                c.add(trustedCert);
-                return c.toArray(CHAIN0);
-            }
+        List<X509Certificate> list = trustedX500Principals.get(issuer);
+        if (list != null) {
+            X509Certificate trustedCert = list.iterator().next();
+            c.add(trustedCert);
+            return c.toArray(CHAIN0);
         }
+
         // no trusted cert found, error
         throw new ValidatorException(ValidatorException.T_NO_TRUST_ANCHOR);
     }
--- /dev/null	Thu Jan 01 00:00:00 1970 +0000
+++ b/jdk/test/sun/security/ssl/com/sun/net/ssl/internal/ssl/X509TrustManagerImpl/SelfIssuedCert.java	Tue May 26 16:19:18 2009 +0800
@@ -0,0 +1,400 @@
+/*
+ * Copyright 2009 Sun Microsystems, Inc.  All Rights Reserved.
+ * DO NOT ALTER OR REMOVE COPYRIGHT NOTICES OR THIS FILE HEADER.
+ *
+ * This code is free software; you can redistribute it and/or modify it
+ * under the terms of the GNU General Public License version 2 only, as
+ * published by the Free Software Foundation.
+ *
+ * This code is distributed in the hope that it will be useful, but WITHOUT
+ * ANY WARRANTY; without even the implied warranty of MERCHANTABILITY or
+ * FITNESS FOR A PARTICULAR PURPOSE.  See the GNU General Public License
+ * version 2 for more details (a copy is included in the LICENSE file that
+ * accompanied this code).
+ *
+ * You should have received a copy of the GNU General Public License version
+ * 2 along with this work; if not, write to the Free Software Foundation,
+ * Inc., 51 Franklin St, Fifth Floor, Boston, MA 02110-1301 USA.
+ *
+ * Please contact Sun Microsystems, Inc., 4150 Network Circle, Santa Clara,
+ * CA 95054 USA or visit www.sun.com if you need additional information or
+ * have any questions.
+ */
+
+/*
+ * @test
+ * @bug 6822460
+ * @summary support self-issued certificate
+ * @run main/othervm SelfIssuedCert PKIX
+ * @run main/othervm SelfIssuedCert SunX509
+ * @author Xuelei Fan
+ */
+
+import java.net.*;
+import java.util.*;
+import java.io.*;
+import javax.net.ssl.*;
+import java.security.KeyStore;
+import java.security.KeyFactory;
+import java.security.cert.Certificate;
+import java.security.cert.CertificateFactory;
+import java.security.spec.*;
+import java.security.interfaces.*;
+import java.math.BigInteger;
+
+import sun.misc.BASE64Decoder;
+
+public class SelfIssuedCert {
+
+    /*
+     * =============================================================
+     * Set the various variables needed for the tests, then
+     * specify what tests to run on each side.
+     */
+
+    /*
+     * Should we run the client or server in a separate thread?
+     * Both sides can throw exceptions, but do you have a preference
+     * as to which side should be the main thread.
+     */
+    static boolean separateServerThread = true;
+
+    /*
+     * Where do we find the keystores?
+     */
+    // Certificate information:
+    // Issuer: C=US, O=Example, CN=localhost
+    // Validity
+    //     Not Before: May 25 00:35:58 2009 GMT
+    //     Not After : May  5 00:35:58 2030 GMT
+    // Subject: C=US, O=Example, CN=localhost
+    // X509v3 Subject Key Identifier:
+    //     56:AB:FE:15:4C:9C:4A:70:90:DC:0B:9B:EB:BE:DC:03:CC:7F:CE:CF
+    // X509v3 Authority Key Identifier:
+    //     keyid:56:AB:FE:15:4C:9C:4A:70:90:DC:0B:9B:EB:BE:DC:03:CC:7F:CE:CF
+    //     DirName:/C=US/O=Example/CN=localhost
+    //     serial:00
+    static String trusedCertStr =
+        "-----BEGIN CERTIFICATE-----\n" +
+        "MIICejCCAeOgAwIBAgIBADANBgkqhkiG9w0BAQQFADAzMQswCQYDVQQGEwJVUzEQ\n" +
+        "MA4GA1UEChMHRXhhbXBsZTESMBAGA1UEAxMJbG9jYWxob3N0MB4XDTA5MDUyNTAw\n" +
+        "MDQ0M1oXDTMwMDUwNTAwMDQ0M1owMzELMAkGA1UEBhMCVVMxEDAOBgNVBAoTB0V4\n" +
+        "YW1wbGUxEjAQBgNVBAMTCWxvY2FsaG9zdDCBnzANBgkqhkiG9w0BAQEFAAOBjQAw\n" +
+        "gYkCgYEA0Wvh3FHYGQ3vvw59yTjUxT6QuY0fzwCGQTM9evXr/V9+pjWmaTkNDW+7\n" +
+        "S/LErlWz64gOWTgcMZN162sVgx4ct/q27brY+SlUO5eSud1fSac6SfefhOPBa965\n" +
+        "Xc4mnpDt5sgQPMDCuFK7Le6A+/S9J42BO2WYmNcmvcwWWrv+ehcCAwEAAaOBnTCB\n" +
+        "mjAdBgNVHQ4EFgQUq3q5fYEibdvLpab+JY4pmifj2vYwWwYDVR0jBFQwUoAUq3q5\n" +
+        "fYEibdvLpab+JY4pmifj2vahN6Q1MDMxCzAJBgNVBAYTAlVTMRAwDgYDVQQKEwdF\n" +
+        "eGFtcGxlMRIwEAYDVQQDEwlsb2NhbGhvc3SCAQAwDwYDVR0TAQH/BAUwAwEB/zAL\n" +
+        "BgNVHQ8EBAMCAgQwDQYJKoZIhvcNAQEEBQADgYEAHL8BSwtX6s8WPPG2FbQBX+K8\n" +
+        "GquAyQNtgfJNm60B4i+fVBkJiQJtLmE0emvHx/3sIaHmB0Gd0HKnk/cIQXY304vr\n" +
+        "QpqwudKcIZuzmj+pa7807joV+WzRDVIlt4HpYg7tiUvEoyw+X8jwY2lgiGR7mWu6\n" +
+        "jQU8PN/06+qgtvSGFpo=\n" +
+        "-----END CERTIFICATE-----";
+
+    // Certificate information:
+    // Issuer: C=US, O=Example, CN=localhost
+    // Validity
+    //     Not Before: May 25 00:35:58 2009 GMT
+    //     Not After : May  5 00:35:58 2030 GMT
+    // Subject: C=US, O=Example, CN=localhost
+    // X509v3 Subject Key Identifier:
+    //     0D:30:76:22:D6:9D:75:EF:FD:83:50:31:18:08:83:CD:01:4E:6A:C4
+    // X509v3 Authority Key Identifier:
+    //     keyid:56:AB:FE:15:4C:9C:4A:70:90:DC:0B:9B:EB:BE:DC:03:CC:7F:CE:CF
+    //     DirName:/C=US/O=Example/CN=localhost
+    //     serial:00
+    static String targetCertStr =
+        "-----BEGIN CERTIFICATE-----\n" +
+        "MIICaTCCAdKgAwIBAgIBAjANBgkqhkiG9w0BAQQFADAzMQswCQYDVQQGEwJVUzEQ\n" +
+        "MA4GA1UEChMHRXhhbXBsZTESMBAGA1UEAxMJbG9jYWxob3N0MB4XDTA5MDUyNTAw\n" +
+        "MDQ0M1oXDTI5MDIwOTAwMDQ0M1owMzELMAkGA1UEBhMCVVMxEDAOBgNVBAoTB0V4\n" +
+        "YW1wbGUxEjAQBgNVBAMTCWxvY2FsaG9zdDCBnzANBgkqhkiG9w0BAQEFAAOBjQAw\n" +
+        "gYkCgYEAzmPahrH9LTQv3HEWsua+hIpzyU1ACooSd5BtDjc7XnVzSdGW8QD9R8EA\n" +
+        "xko7TvfJo6IH6wwgHBspySwsl+6xvHhbwQjgtWlT71ksrUbqcUzmvSvcycQYA8RC\n" +
+        "yk9HK5pEJQgSxldpR3Kmy0V6CHC4dCm15trnJYWisTuezY3fjXECAwEAAaOBjDCB\n" +
+        "iTAdBgNVHQ4EFgQUQkiWFRkjKsfwFo7UMQfGEzNNW60wWwYDVR0jBFQwUoAUq3q5\n" +
+        "fYEibdvLpab+JY4pmifj2vahN6Q1MDMxCzAJBgNVBAYTAlVTMRAwDgYDVQQKEwdF\n" +
+        "eGFtcGxlMRIwEAYDVQQDEwlsb2NhbGhvc3SCAQAwCwYDVR0PBAQDAgPoMA0GCSqG\n" +
+        "SIb3DQEBBAUAA4GBAIMz7c1R+6KEO7FmH4rnv9XE62xkg03ff0vKXLZMjjs0CX2z\n" +
+        "ybRttuTFafHA6/JS+Wz0G83FCRVeiw2WPU6BweMwwejzzIrQ/K6mbp6w6sRFcbNa\n" +
+        "eLBtzkjEtI/htOSSq3/0mbKmWn5uVJckO4QiB8kUR4F7ngM9l1uuI46ZfUsk\n" +
+        "-----END CERTIFICATE-----";
+
+    // Private key in the format of PKCS#8
+    static String targetPrivateKey =
+        "MIICeQIBADANBgkqhkiG9w0BAQEFAASCAmMwggJfAgEAAoGBAM5j2oax/S00L9xx\n" +
+        "FrLmvoSKc8lNQAqKEneQbQ43O151c0nRlvEA/UfBAMZKO073yaOiB+sMIBwbKcks\n" +
+        "LJfusbx4W8EI4LVpU+9ZLK1G6nFM5r0r3MnEGAPEQspPRyuaRCUIEsZXaUdypstF\n" +
+        "eghwuHQpteba5yWForE7ns2N341xAgMBAAECgYEAgZ8k98OBhopoJMLBxso0jXmH\n" +
+        "Dr59oiDlSEJku7DkkIajSZFggyxj5lTI78BfT1FASozQ/EY5RG2q6LXdq+41oU/U\n" +
+        "JVEQWhdIE1mQDwE0vgaYdjzMaVIsC3cZYOCOmCYvNxCiTt7e/z8yBMmAE5udqJMB\n" +
+        "pim4WXDfpy0ssK81oCECQQDwMC4xu+kn0yD/Qyi9Zn26gIRDv4bjzDQoJfSvMhrY\n" +
+        "a4duxLzh9u4gCDd0+wHxpPQvNxGCk0c1JUxBJ2rb4G3HAkEA2/oVRV6+xiRXUnoo\n" +
+        "bdPEO27zEJmdpE42yU/JLIy6DPu2IUhEqY45fU2ZERmwMdhpiK/vsf/CZKJ2j/ZU\n" +
+        "PdMLBwJBAJIYTFDWAqjFpCGAASzLRZiGiW0H941h7Suqgp159ZhEN5mps1Yis47q\n" +
+        "UIkoEHOiKSD69vychsiNykcrKbVaWosCQQC1UrYX4Vo1r5z/EkyjAwzcxL68rzM/\n" +
+        "TW1hkU/NVg7CRvXBB3X5oY+H1t/WNauD2tRa5FMbESwmkbhTQIP+FikfAkEA4goD\n" +
+        "HCxUn0Z1OQq9QL6y1Yoof6sHxicUwABosuCLJnDJmA5vhpemvdXQTzFII8g1hyQf\n" +
+        "z1yyDoxhddcleKlJvQ==";
+
+    static char passphrase[] = "passphrase".toCharArray();
+
+    /*
+     * Is the server ready to serve?
+     */
+    volatile static boolean serverReady = false;
+
+    /*
+     * Turn on SSL debugging?
+     */
+    static boolean debug = false;
+
+    /*
+     * Define the server side of the test.
+     *
+     * If the server prematurely exits, serverReady will be set to true
+     * to avoid infinite hangs.
+     */
+    void doServerSide() throws Exception {
+        SSLContext context = getSSLContext(null, targetCertStr,
+                                            targetPrivateKey);
+        SSLServerSocketFactory sslssf = context.getServerSocketFactory();
+
+        SSLServerSocket sslServerSocket =
+            (SSLServerSocket)sslssf.createServerSocket(serverPort);
+        serverPort = sslServerSocket.getLocalPort();
+
+        /*
+         * Signal Client, we're ready for his connect.
+         */
+        serverReady = true;
+
+        SSLSocket sslSocket = (SSLSocket) sslServerSocket.accept();
+        sslSocket.setNeedClientAuth(false);
+
+        InputStream sslIS = sslSocket.getInputStream();
+        OutputStream sslOS = sslSocket.getOutputStream();
+
+        sslIS.read();
+        sslOS.write(85);
+        sslOS.flush();
+
+        sslSocket.close();
+
+    }
+
+    /*
+     * Define the client side of the test.
+     *
+     * If the server prematurely exits, serverReady will be set to true
+     * to avoid infinite hangs.
+     */
+    void doClientSide() throws Exception {
+        /*
+         * Wait for server to get started.
+         */
+        while (!serverReady) {
+            Thread.sleep(50);
+        }
+
+        SSLContext context = getSSLContext(trusedCertStr, null, null);
+        SSLSocketFactory sslsf = context.getSocketFactory();
+
+        SSLSocket sslSocket =
+            (SSLSocket)sslsf.createSocket("localhost", serverPort);
+
+        InputStream sslIS = sslSocket.getInputStream();
+        OutputStream sslOS = sslSocket.getOutputStream();
+
+        sslOS.write(280);
+        sslOS.flush();
+        sslIS.read();
+
+        sslSocket.close();
+    }
+
+    // get the ssl context
+    private static SSLContext getSSLContext(String trusedCertStr,
+            String keyCertStr, String keySpecStr) throws Exception {
+
+        // generate certificate from cert string
+        CertificateFactory cf = CertificateFactory.getInstance("X.509");
+
+        // create a key store
+        KeyStore ks = KeyStore.getInstance("JKS");
+        ks.load(null, null);
+
+        // import the trused cert
+        Certificate trusedCert = null;
+        ByteArrayInputStream is = null;
+        if (trusedCertStr != null) {
+            is = new ByteArrayInputStream(trusedCertStr.getBytes());
+            trusedCert = cf.generateCertificate(is);
+            is.close();
+
+            ks.setCertificateEntry("RSA Export Signer", trusedCert);
+        }
+
+        if (keyCertStr != null) {
+            // generate the private key.
+            PKCS8EncodedKeySpec priKeySpec = new PKCS8EncodedKeySpec(
+                                new BASE64Decoder().decodeBuffer(keySpecStr));
+            KeyFactory kf = KeyFactory.getInstance("RSA");
+            RSAPrivateKey priKey =
+                    (RSAPrivateKey)kf.generatePrivate(priKeySpec);
+
+            // generate certificate chain
+            is = new ByteArrayInputStream(keyCertStr.getBytes());
+            Certificate keyCert = cf.generateCertificate(is);
+            is.close();
+
+            Certificate[] chain = null;
+            if (trusedCert != null) {
+                chain = new Certificate[2];
+                chain[0] = keyCert;
+                chain[1] = trusedCert;
+            } else {
+                chain = new Certificate[1];
+                chain[0] = keyCert;
+            }
+
+            // import the key entry.
+            ks.setKeyEntry("Whatever", priKey, passphrase, chain);
+        }
+
+        // create SSL context
+        TrustManagerFactory tmf = TrustManagerFactory.getInstance(tmAlgorithm);
+        tmf.init(ks);
+
+        SSLContext ctx = SSLContext.getInstance("TLS");
+        if (keyCertStr != null && !keyCertStr.isEmpty()) {
+            KeyManagerFactory kmf = KeyManagerFactory.getInstance("NewSunX509");
+            kmf.init(ks, passphrase);
+
+            ctx.init(kmf.getKeyManagers(), tmf.getTrustManagers(), null);
+            ks = null;
+        } else {
+            ctx.init(null, tmf.getTrustManagers(), null);
+        }
+
+        return ctx;
+    }
+
+    private static String tmAlgorithm;        // trust manager
+
+    private static void parseArguments(String[] args) {
+        tmAlgorithm = args[0];
+    }
+
+    /*
+     * =============================================================
+     * The remainder is just support stuff
+     */
+
+    // use any free port by default
+    volatile int serverPort = 0;
+
+    volatile Exception serverException = null;
+    volatile Exception clientException = null;
+
+    public static void main(String args[]) throws Exception {
+        if (debug)
+            System.setProperty("javax.net.debug", "all");
+
+
+        /*
+         * Get the customized arguments.
+         */
+        parseArguments(args);
+
+        /*
+         * Start the tests.
+         */
+        new SelfIssuedCert();
+    }
+
+    Thread clientThread = null;
+    Thread serverThread = null;
+    /*
+     * Primary constructor, used to drive remainder of the test.
+     *
+     * Fork off the other side, then do your work.
+     */
+    SelfIssuedCert() throws Exception {
+        if (separateServerThread) {
+            startServer(true);
+            startClient(false);
+        } else {
+            startClient(true);
+            startServer(false);
+        }
+
+        /*
+         * Wait for other side to close down.
+         */
+        if (separateServerThread) {
+            serverThread.join();
+        } else {
+            clientThread.join();
+        }
+
+        /*
+         * When we get here, the test is pretty much over.
+         *
+         * If the main thread excepted, that propagates back
+         * immediately.  If the other thread threw an exception, we
+         * should report back.
+         */
+        if (serverException != null)
+            throw serverException;
+        if (clientException != null)
+            throw clientException;
+    }
+
+    void startServer(boolean newThread) throws Exception {
+        if (newThread) {
+            serverThread = new Thread() {
+                public void run() {
+                    try {
+                        doServerSide();
+                    } catch (Exception e) {
+                        /*
+                         * Our server thread just died.
+                         *
+                         * Release the client, if not active already...
+                         */
+                        System.err.println("Server died...");
+                        serverReady = true;
+                        serverException = e;
+                    }
+                }
+            };
+            serverThread.start();
+        } else {
+            doServerSide();
+        }
+    }
+
+    void startClient(boolean newThread) throws Exception {
+        if (newThread) {
+            clientThread = new Thread() {
+                public void run() {
+                    try {
+                        doClientSide();
+                    } catch (Exception e) {
+                        /*
+                         * Our client thread just died.
+                         */
+                        System.err.println("Client died...");
+                        clientException = e;
+                    }
+                }
+            };
+            clientThread.start();
+        } else {
+            doClientSide();
+        }
+    }
+
+}